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Entries by Deloris Dunk-Vickers, Brett Breedlove

SEC Provides Regulatory Relief for Funds and Advisers Affected by COVID-19

Posted 5:00 PM by
On March 13, 2020, the Securities and Exchange Commission (SEC) announced that it is providing regulatory relief for registered funds and investment advisors, citing the impact on their operations due to COVID-19. The SEC is providing temporary exemptive relief related to requirements in the Investment Company Act of 1940 and the Investment Advisers Act of 1940.
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